Licensed Activities & Services

Financial Services
Aligned with Your Objectives.

We provide an integrated suite of licensed financial services combining investment management and fund operations, arranging and advisory services within a professional framework that balances opportunities, risk and regulatory compliance.

Managing Investments & Operating FundsArrangingAdvisory
THREE LICENSED ACTIVITIESThree Pillars.
One Integrated Value Proposition.

Every service is built around client needs, with a clear understanding of the market, risk tolerance and financial objectives.

Managing Investments & Operating Funds 01Arranging 02Advisory 03
License Number26338-2Capital Market Authority
Activity OneInvestment Management & Fund OperationsUnits
Activity TwoArrangingShares
Activity ThreeAdvisoryShares
Licensed Services

Three Services.
One Integrated Financial Ecosystem.

Rabiyat Albaraka Capital operates within CMA-licensed activities and provides solutions aligned with clients’ needs and objectives.

02
◇

Arranging

Arranging mergers and acquisitions, IPO readiness, private placements and IPOs to support the optimal allocation of financial resources.

Details ↓
03
◎

Advisory

Advising in relation to securities, including financial and economic studies, within a clear professional framework.

Details ↓
01 / INVESTMENT MANAGEMENT
01
Managing Investments & Operating Funds

Investment Solutions
Designed Around the Objective.

We provide tailored investment management solutions to help clients grow and protect their assets by analyzing market trends, evaluating risk profiles and building customized investment strategies to maximize returns while mitigating risk. We also provide comprehensive fund-operation solutions for individuals and institutions.

01 Market Trend Analysis
02 Risk Profile Assessment
03 Customized Investment Strategies
04 Operating Investment Funds
Arranging Service

Structuring Opportunities
Toward a Clearer Financial Decision.

The Company arranges mergers and acquisitions, IPO readiness, private placements and IPOs to support the optimal allocation of financial resources for its clients.

01Mergers & Acquisitions
02IPO Readiness
03Private Placement
04Initial Public Offerings
02 / ARRANGING02
From Structuring
To Market Access.
03 / ADVISORY03
Clear Analysis.
Advice that Supports Decisions.
Advisory Service

Financial Insight
Starts with Understanding the Details.

Rabiyat Albaraka Capital provides advice in relation to securities, including financial and economic studies, within a professional framework focused on clarity, transparency and decision support.

Securities AdvisoryFinancial StudiesEconomic StudiesDecision Support
Client Categories

Solutions Serving
Different Client Categories.

In accordance with the Authorized Persons Regulations issued by the CMA, clients are classified as Qualified, Institutional and Retail Clients.

01

Qualified Client

A natural or legal person meeting regulatory criteria related to transaction volume, net assets, experience or professional qualifications under the applicable regulations.

02

Institutional Client

Includes government entities, recognized authorities, wholly government-owned companies, qualifying legal persons, investment funds and counterparties under the applicable criteria.

03

Retail Client

Any client who does not meet the definition of a Qualified or Institutional Client under the approved classification.

There are no limits on the client categories served by the Company within its licensed activities.
Targeted Financial Markets

Primary Focus
Within the Kingdom.

The Company mainly offers its services to clients within the Kingdom of Saudi Arabia and deals with the Saudi Exchange (Tadawul) and other relevant regulatory and supervisory bodies.

PRIMARY MARKETKingdom of Saudi Arabia
FINANCIAL MARKETSaudi Exchange — Tadawul
REGULATORY FRAMEWORKRelevant Regulatory & Supervisory Bodies
Start with a Clear Need

Choose the Service That
Supports Your Financial Objective.

We welcome inquiries from individuals, institutions and organizations seeking to understand Rabiyat Albaraka Capital’s services and how they may benefit from them within the Company’s licensed activities.